RGF is a global brand of RECRUIT Japan

Job Description

Company Overview
Major Asset Management Company looking for Senior Compliance Officer

Job Description
Working with the compliance team to ensure compliance standards are upheld for the company
-Provide advice regarding compliance,operations regarding marketing activities, various processes, investment schemes, etc.
-Provide Trainings
-Various projects
-Review, revise, enact regulations

Compliance experience in Asset Management 5-7 yrs
Excellent communication in Japanese and English
Knowledge of Bonds and Stocks - also on operational monitoring

Additional Job Information
Tokyo based role

Experience in Asset management outside of compliance would also be considered